Regulacje i polityka gospodarcza · 03/11/1998

SEC Amends Rule 17a-5 to Require Year 2000 Reports from Certain Brokers and Dealers

The Securities and Exchange Commission is requiring certain broker-dealers to file a report prepared by an independent public accountant on their process for addressing Year 2000 problems, with the goal of improving the industry's overall preparations and providing valuable information to the public.