Market regulation · 18/07/2023Updated: 10/17/2026 · 1 min read
CFTC Issues Advance Notice of Proposed Rulemaking for Swap Dealers and Futures Commission Merchants
Summary
The Commodity Futures Trading Commission is seeking public comment on potential regulatory amendments to risk management programs for swap dealers, major swap participants, and futures commission merchants, with a focus on governance, risk monitoring, and periodic reporting.