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Regulation & law · 14/11/1997Updated: 10/17/2026 · 1 min read

Chicago Stock Exchange Filing Proposed Rule Change on Customer Suitability

Summary

The Chicago Stock Exchange has filed a proposed rule change regarding the suitability of customer recommendations, as part of its ongoing efforts to enhance investor protection and compliance with regulatory requirements.

Original source language: Federal Register — All DocumentsOpen original release →

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