Regulacje i polityka gospodarcza · 08/11/1996

Adjustments to Civil Monetary Penalty Amounts Rule

The Securities and Exchange Commission has implemented a rule adjusting civil monetary penalty amounts for inflation, as mandated by the Debt Collection Improvement Act of 1996, to ensure compliance with the Securities Act of 1933, the Securities Exchange Act of 1934, the Investment Company Act of 1940, and the Investment Advisers Act of 1940.