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Regulacje i polityka gospodarcza · 12/2/1996

Order Execution Obligations

The Securities and Exchange Commission is revising, for certain over-the-counter (``OTC'') securities, the compliance dates required by the recent adoption of Rule 11Ac1-4, the ``Display Rule,'' which generally requires OTC market makers and exchange specialists to display customer limit orders.

Original source language: Federal Register — All DocumentsOpen original release →