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Regulation & law · 26/12/1996Updated: 10/18/2026 · 1 min read

Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASD Regulation, Inc. Relating to the Policy and Practice Concerning the Application of the Eligibility Provision in Rule 10304 of the NASD Code of Arbitration Procedure

Summary

NASD Regulation, Inc. has submitted a proposed rule change to the NASD Code of Arbitration Procedure, focusing on the application of the eligibility provision in Rule 10304, which governs the eligibility of arbitrators.

Original source language: Federal Register — All DocumentsOpen original release →

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