Bankowość · 31/01/2014
OCC, Board, FDIC, and SEC Adopt Rule on Proprietary Trading Restrictions for Hedge Funds and Private Equity Funds
The OCC, Board, FDIC, and SEC are implementing a rule that restricts banking entities and nonbank financial companies from engaging in proprietary trading and having interests in or relationships with hedge funds and private equity funds, as mandated by the Dodd-Frank Act.
Source: Federal Register — Office of the Comptroller of the CurrencyOpen original release →