The Depository Trust Company Filing Proposed Rule Change for Indexed Principal Features Securities Processing

Summary

The Depository Trust Company has filed a proposed rule change with the relevant regulatory body regarding the processing of securities with indexed principal features through the Receiver Authorized Delivery Facility.

Original source language: Federal Register — SECOpen original release →

Add your company to Business Communicator

We monitor business sources and connect attention with companies, profiles and services available in Business Communicator.

Create a free company profile Explore businesses on Business Maps →

Create a free company profile →

Explore insights

Business insights →

Global Markets News Trade Regulation News Business Technology News Fintech for Business: Payments & Banking News Supply Chain News Central Bank Policy News

Related business signals

Market regulation · 6/25/2026

OCC, Federal Agencies Publish Final Joint Rule for Financial Data Transparency Act

The Office of the Comptroller of the Currency (OCC), the Federal Reserve Board, the Federal Deposit Insurance Corporation (FDIC), the National Credit Union Administration (NCUA), the Consumer Financial Protection Bureau (CFPB), the Federal Housing Finance Agency (FHFA), the Commodity Futures Trading Commission (CFTC), the Securities and Exchange Commission (SEC), and the U.S. Department of the Treasury are publishing a final joint rule to establish data standards to promote interoperability of financial regulatory data across these agencies. This joint rule will be considered for potential incorporation into data standards for certain collections of information in separate rulemakings by the agencies or through other actions taken by the agencies.

Read summary →

Market regulation · 6/24/2026

CFTC and SEC Request Public Comment on Swap Data Reporting Changes

The Commodity Futures Trading Commission and the Securities and Exchange Commission are seeking public input on proposed modifications to the reporting requirements for swap and security-based swaps.

Read summary →

Market regulation · 6/24/2026

CFTC and SEC Request Public Comment on Regulatory Lines and Alternative Compliance

The Commodity Futures Trading Commission and the Securities and Exchange Commission jointly request public input on clarifying regulatory boundaries for innovative products and exploring alternative compliance methods.

Read summary →

Market regulation · 9/3/2026

CFTC and SEC Extend Compliance Date for Form PF Reporting Requirements

The Commodity Futures Trading Commission and the Securities and Exchange Commission have extended the compliance date for the amended Form PF reporting requirements from October 1, 2026, to July 1, 2027, affecting certain investment advisers to private funds and commodity pool operators/trading advisers.

Read summary →

Market regulation · 8/19/2026

Commodity Futures Trading Commission Announces Public Comment Period for Renewal of Information Collection 3038-0059

The Commodity Futures Trading Commission is seeking public input on its proposed renewal of a collection of information related to security futures products, as required by the Paperwork Reduction Act, and invites comments within 60 days.

Read summary →

Market regulation · 8/14/2026

Commodity Futures Trading Commission Announces Public Comment Period for Proposed Renewal of Information Collection 3038-0005

The Commodity Futures Trading Commission is seeking public input on the renewal of a data collection process related to commodity pool operators, commodity trading advisors, and futures commission merchants, as required by the Paperwork Reduction Act.

Read summary →