Market regulation · 28/09/2005
CFTC Proposes Definition of Client for Commodity Trading Advisors
The Commodity Futures Trading Commission (CFTC) is proposing to amend its regulations to clarify the definition of a client for commodity trading advisors (CTAs), aiming to address inconsistencies and extend its antifraud authority to all CTAs, regardless of whether they provide personalized or nonpersonalized advice.