Market regulation · 23/06/1994

The Depository Trust Company Proposes Rule Change for Securities Certificate Routing

The Depository Trust Company has filed a proposed rule change to establish a service for routing securities certificates and related documentation to DTC.

Source: Federal Register — SECOpen original release →

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Market regulation · 9/8/2026

CFTC Amends Interest Rate Swap Clearing Requirement Regulations for CAD and MXN Benchmark Transitions

The Commodity Futures Trading Commission is updating its regulations to address the transition from CDOR to CORRA and TIIE to F-TIIE as benchmark reference rates for interest rate swaps denominated in CAD and MXN, shifting away from unavailable IBORs and adopting alternative RFRs.

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Market regulation · 9/3/2026

CFTC and SEC Extend Compliance Date for Form PF Reporting Requirements

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Market regulation · 9/1/2026

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Market regulation · 8/26/2026

CFTC Proposes to Amend Regulations for Swap Execution Facilities

The Commodity Futures Trading Commission is proposing to remove the requirement for swap execution facilities to offer an order book for certain swap transactions, which are considered permitted under the Commodity Exchange Act.

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Market regulation · 8/21/2026

CFTC Proposes Amendments to Reduce Duplicative Regulation for Commodity Pool Operators and Trading Advisors

The Commodity Futures Trading Commission is proposing changes to its registration requirements for commodity pool operators and trading advisors to reduce overlapping regulation and account for inflation, including an exemption for certain investment advisers and small commodity pools.

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Market regulation · 8/21/2026

CFTC Seeks Public Comments on Listing of Compute Derivatives Contracts

The Commodity Futures Trading Commission is requesting public input to improve its understanding and oversight of derivatives markets involving compute, a key component of modern finance.

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