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Market regulation · 03/03/2011Updated: 10/17/2026 · 1 min read

FINRA Proposes Rule Change to Require Disclosure of Access and Post-Transaction Fees for OTC Equity Trades

Summary

The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change to require public disclosure of any access or post-transaction fees for executions against a public quotation in over-the-counter (OTC) equity securities.

Original source language: Federal Register — SECOpen original release →

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