Market regulation · 13/04/2011

FINRA Extends Timeframe for Review of Proposed Rule Change on Disclosure of Access and Post-Transaction Fees

The Financial Industry Regulatory Authority (FINRA) has issued a notice designating a longer period for the Securities and Exchange Commission (SEC) to review a proposed rule change requiring public disclosure of access and post-transaction fees for executions against a public quotation in an over-the-counter (OTC) equity security.