Market regulation · 10/05/2011Updated: 10/17/2026 · 1 min read
Summary
The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change to rename the OTC Bulletin Board in its rulebook, effective immediately
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6Market regulation · 6/25/2026
The Office of the Comptroller of the Currency (OCC), the Federal Reserve Board, the Federal Deposit Insurance Corporation (FDIC), the National Credit Union Administration (NCUA), the Consumer Financial Protection Bureau (CFPB), the Federal Housing Finance Agency (FHFA), the Commodity Futures Trading Commission (CFTC), the Securities and Exchange Commission (SEC), and the U.S. Department of the Treasury are publishing a final joint rule to establish data standards to promote interoperability of financial regulatory data across these agencies. This joint rule will be considered for potential incorporation into data standards for certain collections of information in separate rulemakings by the agencies or through other actions taken by the agencies.
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The Commodity Futures Trading Commission is proposing to remove the requirement for swap execution facilities to offer an order book for certain swap transactions, which are considered permitted under the Commodity Exchange Act.
Read summary →Market regulation · 8/21/2026
The Commodity Futures Trading Commission is proposing changes to its registration requirements for commodity pool operators and trading advisors to reduce overlapping regulation and account for inflation, including an exemption for certain investment advisers and small commodity pools.
Read summary →Market regulation · 8/19/2026
The Commodity Futures Trading Commission is seeking public input on its proposed renewal of a collection of information related to security futures products, as required by the Paperwork Reduction Act, and invites comments within 60 days.
Read summary →Market regulation · 8/14/2026
The Commodity Futures Trading Commission is seeking public input on the renewal of a data collection process related to commodity pool operators, commodity trading advisors, and futures commission merchants, as required by the Paperwork Reduction Act.
Read summary →Market regulation · 8/6/2026
The Commodity Futures Trading Commission is proposing new regulations to improve financial oversight of futures commission merchants and address conflicts of interest between these firms and other market participants, including swap execution facilities, designated contract markets, and derivatives clearing organizations.
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