Market regulation · 17/11/2010
CFTC Proposes Rules to Implement Conflicts of Interest Policies for Futures Commission Merchants and Introducing Brokers
The Commodity Futures Trading Commission is proposing new regulations to ensure futures commission merchants and introducing brokers implement adequate policies and procedures to prevent conflicts of interest, in compliance with the Commodity Exchange Act, as amended by the Dodd-Frank Act.
Original source language: Federal Register — CFTCOpen original release →