Market regulation · 08/08/2011Updated: 10/17/2026 · 1 min read
Municipal Securities Rulemaking Board Filing Proposed New Rule on Municipal Advisor Assessments
The Municipal Securities Rulemaking Board has filed a proposed new rule A-11, which outlines requirements for municipal advisor assessments, and a new form A-11-Interim, as part of its ongoing efforts to regulate the municipal securities industry.