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Market regulation · 24/08/2011

NYSE Amex LLC Filing Proposed Rule Change to Prohibit Trading Ahead of Customer Orders

NYSE Amex LLC has filed a proposed rule change to delete existing rules 92, 513, and 514 and adopt a new rule 5320, which is substantially similar to the Financial Industry Regulatory Authority's (FINRA) rule 5320, to prohibit trading ahead of customer orders with certain exceptions, commonly known as the Manning Rule.

Source: Federal Register — SECOpen original release →