Market regulation · 17/10/2011
NYSE Adopts New Rule for Order Audit Trail System (OATS) with Immediate Effectiveness
The New York Stock Exchange (NYSE) has adopted new rules for its Order Audit Trail System (OATS), which will delete existing rules 132A, 132B, and 132C and replace them with FINRA rules 7400 series, effective immediately.
Original source language: Federal Register — SECOpen original release →