Market regulation · 29/12/2011Updated: 10/17/2026 · 1 min read
FINRA Filing Notice: Amendments to Proposed Rule Changes for Communications with the Public
Summary
The Financial Industry Regulatory Authority (FINRA) has filed an amendment to its proposed rule change, which includes modifications to rules related to communications with the public, investment company rankings, and security futures, and will be incorporated into the Consolidated FINRA Rulebook.