Market regulation · 03/04/2012

CFTC Adopts Regulations for Swap Dealers, Futures Commission Merchants, and Introducing Brokers

The Commodity Futures Trading Commission is implementing new rules to enhance reporting, recordkeeping, and compliance requirements for swap dealers, futures commission merchants, and introducing brokers, aiming to prevent trading violations and ensure business continuity.

Original source language: Federal Register — CFTCOpen original release →

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