Market regulation · 30/01/2026
Financial Industry Regulatory Authority, Inc. Files Proposed Rule Change to Amend FINRA Rules 5110 and 5123
The Financial Industry Regulatory Authority, Inc. has filed a proposed rule change to amend FINRA Rules 5110 (Corporate Financing Rule-Underwriting Terms and Arrangements) and 5123 (Private Placements of Securities).
Original source language: Federal Register — SECOpen original release →