Market regulation · 09/03/2026

Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Rules 9.261, 9.341, 9.524, and 9.830 With Rule Changes Made by the Financial Industry Regulatory Authority, Inc. That Allow for Video Conference Hearings Under Specified Conditions

Investors Exchange LLC filed a proposed rule change with the Financial Industry Regulatory Authority, Inc. to harmonize its rules with FINRA's changes allowing for video conference hearings under specified conditions.