Market regulation · 26/03/2026

SEC Proposes Extension of Rule 17a-7-Exemption of Certain Purchase or Sale Transactions Between an Investment Company and Certain Affiliated Persons Thereof

The US Securities and Exchange Commission (SEC) is seeking public comments on a proposed extension of Rule 17a-7-Exemption of Certain Purchase or Sale Transactions Between an Investment Company and Certain Affiliated Persons Thereof.