Market regulation · 20/04/2026Updated: 10/16/2026 · 1 min read
Summary
A group of companies, including Flat Rock Global, LLC, have filed a joint action.
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6Market regulation · 8/21/2026
The Commodity Futures Trading Commission is proposing changes to its registration requirements for commodity pool operators and trading advisors to reduce overlapping regulation and account for inflation, including an exemption for certain investment advisers and small commodity pools.
Read summary →Market regulation · 8/6/2026
The Commodity Futures Trading Commission is proposing new regulations to improve financial oversight of futures commission merchants and address conflicts of interest between these firms and other market participants, including swap execution facilities, designated contract markets, and derivatives clearing organizations.
Read summary →Market regulation · 8/6/2026
The Commodity Futures Trading Commission (CFTC) is seeking public comment on its proposed renewal of information collection activities, including the collection of ownership and control reports, forms 102/102S, 40/40S, and 71, under the Paperwork Reduction Act (PRA)
Read summary →Market regulation · 7/21/2026
The Commodity Futures Trading Commission will host an in-person public meeting on July 29, 2026, to discuss topics including the Basel III proposal, risk management tools, and recent CFTC activity in the agricultural industry, with options for virtual attendance.
Read summary →Market regulation · 6/25/2026
The Office of the Comptroller of the Currency (OCC), the Federal Reserve Board, the Federal Deposit Insurance Corporation (FDIC), the National Credit Union Administration (NCUA), the Consumer Financial Protection Bureau (CFPB), the Federal Housing Finance Agency (FHFA), the Commodity Futures Trading Commission (CFTC), the Securities and Exchange Commission (SEC), and the U.S. Department of the Treasury are publishing a final joint rule to establish data standards to promote interoperability of financial regulatory data across these agencies. This joint rule will be considered for potential incorporation into data standards for certain collections of information in separate rulemakings by the agencies or through other actions taken by the agencies.
Read summary →Market regulation · 6/24/2026
The Commodity Futures Trading Commission and the Securities and Exchange Commission jointly request public input on clarifying regulatory boundaries for innovative products and exploring alternative compliance methods.
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