Market regulation · 28/04/2026Updated: 10/16/2026 · 1 min read
Financial Industry Regulatory Authority, Inc. Proposes Rule Change to Amend FINRA Rules 5110 and 5123
Summary
The Financial Industry Regulatory Authority, Inc. has proposed a rule change to amend FINRA Rules 5110 and 5123, which govern corporate financing and private placements of securities.
Original source language: Federal Register — SECOpen original release →