Market regulation · 19/05/2026

Financial Industry Regulatory Authority, Inc.: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Exempt Specified Collective Trust Funds From FINRA Rules 5130 and 5131(b)

The Financial Industry Regulatory Authority, Inc. has designated a longer period for the Securities and Exchange Commission to take action on a proposed rule change to exempt specified collective trust funds from FINRA Rules 5130 and 5131(b).