Market regulation · 23/01/2025
Order Granting Temporary Conditional Exemptive Relief, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 and Rule 608(e) of Regulation NMS Thereunder, From Certain Requirements of Appendix D, Section 3 of the National Market System Plan Governing the Consolidated Audit Trail
The Securities and Exchange Commission granted temporary conditional exemptive relief from certain requirements of the National Market System Plan Governing the Consolidated Audit Trail, pursuant to the Securities Exchange Act of 1934 and Regulation NMS.
Source: Federal Register — SECOpen original release →