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Market regulation · 14/02/2025

Order Granting Exemptive Relief, Pursuant to Section 36(a)(1) and Rule 608(e) of the Securities Exchange Act of 1934, From Certain Provisions of Section 6.4(d)(ii)(C) and Appendix D, Sections 9.1, 9.2 and 9.4 of the National Market System Plan Governing the Consolidated Audit Trail

The Securities and Exchange Commission has granted exemptive relief from certain provisions of the National Market System Plan Governing the Consolidated Audit Trail.

Source: Federal Register — SECOpen original release →