Market regulation · 23/06/2025

Joint Industry Plan; Notice of Filing of Amendment No. 1, and Order Instituting Proceedings To Determine Whether To Approve or Disapprove an Amendment to the National Market System Plan Governing the Consolidated Audit Trail, as Modified by Amendment No. 1, Regarding the Customer and Account Information System

The Joint Industry Plan has filed Amendment No. 1 to the National Market System Plan governing the Consolidated Audit Trail, with the Securities and Exchange Commission to determine approval or disapproval.