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Market regulation · 30/06/2025

Proposed Collection; Comment Request; Extension: Rule 701, Exemption for Offers and Sales of Securities Pursuant To Certain Compensatory Benefit Plans and Contracts Relating to Compensation

The Securities and Exchange Commission is requesting comments on an extension of the proposed collection for Rule 701, which provides an exemption for offers and sales of securities pursuant to certain compensatory benefit plans and contracts relating to compensation.

Source: Federal Register — SECOpen original release →