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Market regulation · 10/05/2010

NYSE Approves Rule Change to Align with FINRA Rule Changes

The New York Stock Exchange (NYSE) has approved a proposed rule change to delete existing Rule 446 and adopt a new Rule 4370, which aligns with recent rule changes filed by the Financial Industry Regulatory Authority (FINRA). The move aims to harmonize NYSE rules with those of its regulatory counterpart.

Source: Federal Register — SECOpen original release →