Market regulation · 04/06/2010Updated: 10/17/2026 · 1 min read
FINRA Filing Proposed Rule Change on Public Offerings with Conflicts of Interest
Summary
The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change to adopt FINRA Rule 5121, which addresses public offerings of securities with conflicts of interest, for inclusion in the Consolidated FINRA Rulebook.
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