Market regulation · 01/05/2024

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Disapproving a Proposed Rule Change To Amend the Initial Period After Commencement of Trading of a Series of Exchange-Traded Fund Shares on the Exchange as It Relates to the Holders of Record and/or Beneficial Holders, as Provided in Exchange Rule 14.11(l)

The Securities and Exchange Commission has disapproved a proposed rule change by Cboe BZX Exchange, Inc. to amend the initial period after commencement of trading of a series of exchange-traded fund shares.