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Market regulation · 12/06/2024

Municipal Securities Rulemaking Board Proposes Rule Change to Allow Remote Inspections for Eligible Dealers

The Municipal Securities Rulemaking Board has filed a proposed rule change to amend MSRB Rule G-27, allowing eligible dealers to fulfill their internal inspection obligation remotely for a pilot period, subject to conditions under FINRA's Remote Inspections Pilot Program.

Original source language: Federal Register — SECOpen original release →

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