Market regulation · 18/04/2023

SEC Proposes Electronic Filing of Certain Forms and Submissions Under the Securities Exchange Act of 1934

The Securities and Exchange Commission (SEC) is proposing to require electronic filing of certain forms and submissions under the Securities Exchange Act of 1934, with the goal of improving efficiency and transparency. The proposal would also remove manual signature requirements for self-regulatory organization filings and require clearing agencies to post supplemental material online.