Regulation & law · 09/09/2026Updated: 10/16/2026 · 1 min read

FINRA Filing Proposed Rule Change to Enhance Protections Against Suspected Fraud

The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change to amend existing rules and adopt a new rule related to exempted securities, financial exploitation of specified adults, and customer account information. The proposed rule change aims to enhance protections against suspected fraud.