Regulation & law · 12/09/2025Updated: 10/16/2026 · 1 min read

FINRA Approves Plan to Enhance Insider Trading Surveillance and Enforcement

The Financial Industry Regulatory Authority (FINRA) has approved an amendment to its plan for allocating regulatory responsibilities among various exchanges, including Cboe and Nasdaq exchanges, to enhance surveillance and enforcement of insider trading rules. The plan aims to improve the detection and prevention of insider trading activities.