Regulation & law · 08/12/2025
SEC Grants Temporary Exemptive Relief from Rule 13f-2 and Form SHO, Rule 10c-1a
The SEC has granted temporary exemptive relief to certain market participants from compliance with Rule 13f-2 and Form SHO, and from certain aspects of Rule 10c-1a, pursuant to Sections 13(f)(3) and 36(a)(1) of the Securities Exchange Act of 1934.