Regulacje i polityka gospodarcza · 29/11/2024

SEC Allows Broker-Dealers to Include Debit in Customer Protection Rule Reserve Computations for U.S. Treasury Securities

The Securities and Exchange Commission (SEC) is publishing a notice allowing broker-dealers to include a debit in their customer protection rule reserve computations when depositing cash, U.S. Treasury securities, and/or qualified customer securities to meet a margin requirement for U.S. Treasury securities positions of customers.