Regulation & law · 02/11/2023Updated: 10/16/2026 · 1 min read
SEC Grants Exemptive Relief to Broker-Dealers for Fixed-Income Securities
The Securities and Exchange Commission (SEC) has granted exemptive relief to broker-dealers for selling fixed-income securities in compliance with the Safe Harbor of Rule 144A under the Securities Act of 1933.
Original source language: Federal Register — All DocumentsOpen original release →