Regulacje i polityka gospodarcza · 15/12/2023

SEC Adopts Rules for Security-Based Swap Execution Facilities and Regulation of SBS Execution Facilities

The Securities and Exchange Commission (SEC) is adopting rules to regulate security-based swap execution facilities (SBSEFs) and address conflicts of interest, cross-border trading, and trade execution requirements for security-based swaps (SBS). The new rules aim to mitigate conflicts of interest at SBSEFs and national securities exchanges that trade SBS.