FINRA Proposes Rule Change to Enhance Transparency on BrokerCheck

The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change to release information on BrokerCheck relating to firm designations as restricted firms, aiming to enhance transparency in the financial industry. The proposed rule change seeks to amend FINRA Rule 8312, which governs FINRA BrokerCheck disclosure.

Original source language: Federal Register — SECOpen original release →

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