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Market regulation · 13/07/2022Updated: 10/17/2026 · 1 min read

BOX Exchange LLC Files Amendment to Rule 12140, Expanding Minor Rule Violation Plan

Summary

BOX Exchange LLC has filed an amendment to Rule 12140, which aims to expand the list of minor rule violations eligible for disposition under the exchange's minor rule violation plan and update the fine schedule for certain rule infractions.

Original source language: Federal Register — SECOpen original release →

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