Market regulation · 19/07/2022

Submission for OMB Review; Comment Request: Extension of Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants

The U.S. Securities and Exchange Commission (SEC) is seeking public comment on its proposed extension of business conduct standards for security-based swap dealers and major security-based swap participants, with a submission for Office of Management and Budget (OMB) review.