Market regulation · 12/08/2022

Submission for OMB Review; Comment Request: Extension; Rule 19b-4(e) and Form 19b-4(e)

The Securities and Exchange Commission (SEC) is seeking public comment on an extension of its rule, Rule 19b-4(e), and the accompanying form, Form 19b-4(e), which is subject to Office of Management and Budget (OMB) review.