Regulation & law · 14/10/2020
NYSE National, Inc. Files Proposed Rule Change to Harmonize Rules 10.9261 and 10.9830 with Recent FINRA Changes
NYSE National, Inc. has filed a proposed rule change with the SEC to harmonize Rules 10.9261 and 10.9830 with recent changes made by the Financial Industry Regulatory Authority, Inc. (FINRA), effective immediately.
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