Regulation & law · 06/11/2020Updated: 10/17/2026 · 1 min read

FINRA Proposes Amendments to Rules on Private Placements of Securities

Summary

The Financial Industry Regulatory Authority (FINRA) has filed proposed amendments to its rules governing private placements of securities, requiring members to disclose certain information to retail investors.

Original source language: Federal Register — All DocumentsOpen original release →

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