Regulation & law · 16/12/2020
Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Notice of Filings and Immediate Effectiveness of Proposed Rule Changes To Amend the Clearing Agency Operational Risk Management Framework
The Depository Trust Company, Fixed Income Clearing Corporation, and National Securities Clearing Corporation have submitted proposed rule changes to update their operational risk management frameworks, which will take effect immediately.