Regulacje i polityka gospodarcza · 22/12/2020

SEC Grants Temporary Relief from Consolidated Audit Trail Requirements

The SEC has granted temporary conditional exemptive relief to certain market participants, allowing them to temporarily deviate from specific requirements of the Consolidated Audit Trail plan under the National Market System. This relief is granted pursuant to Section 36 of the Securities Exchange Act of 1934 and Rule 608(e) of Regulation NMS.