Regulation & law · 30/12/2020Updated: 10/17/2026 · 1 min read
FINRA Filing Proposed Rule Change to Enhance BrokerCheck Disclosure
Summary
The Financial Industry Regulatory Authority (FINRA) has submitted a proposed rule change to amend FINRA Rule 8312, which governs the disclosure of broker check information, in an effort to improve transparency and investor protection.
Original source language: Federal Register — All DocumentsOpen original release →