Regulacje i polityka gospodarcza · 22/08/2019

SEC Adopts Capital and Margin Requirements for Security-Based Swap Dealers and Broker-Dealers

The Securities and Exchange Commission has adopted new capital and margin requirements for security-based swap dealers and major security-based swap participants, as well as broker-dealers, in accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act, with the goal of improving financial stability and reducing systemic risk.